The Finance and Securities Law Department of Guangdong Hebang Law Firm (hereinafter referred to as "the Finance and Securities Department" or "our department") currently has a total of 17 members, including 1 chairman, 2 vice-chairmen, and 3 senior consultants. The Finance and Securities Department boasts a strong professional strength, with multiple senior lawyers who have been practicing in the finance and securities industry for many years. The Finance and Securities Department aims to strengthen theoretical research and business exchanges among lawyers in the field of finance and securities, expand the business scope of our firm, enhance the professional quality of our lawyers, and leverage the professional advantages of lawyers.
[Department Responsibilities]
01 Conduct discussions on the expansion of legal services in the financial and securities sector, engage in business exchanges, and organize training activities related to financial and securities, including training on basic knowledge, practical operations, business expansion, and risk prevention and control in professional practice;
02 Track the latest legislative developments of national financial and securities regulatory authorities, sort out policies, regulations, and normative documents related to legal services, and conduct regular training on policies and regulations;
03 Research and explore various business expansion models, and discuss difficult cases;
04 Establish an internal audit mechanism for various financial and securities businesses within the firm, and gradually establish operational guidelines for these businesses. Provide opinions and suggestions on the professional rules and operational guidelines for lawyers engaged in securities and banking businesses;
05. Carry out special business exchange activities and training with the Lawyers Association and other intermediary institutions, and form strategic cooperation with intermediary institutions such as securities firms and accounting firms;
Discuss resource sharing and development, and establish business cooperation and distribution models.
[Scope of Business]
01 Banking: Litigation and Non-Litigation Business;
02 Securities: Non-litigation services such as fund and bond issuance, restructuring and reorganization for listing, NEEQ (National Equities Exchange and Quotations) listing, and mergers and acquisitions of listed companies;
03 Other related and derivative businesses in finance and securities.
